Regulatory Information

1. India Capital Growth Fund Limited is referred to as ‘ICGF’, ‘the Company’ or ‘the Fund’ throughout this Website.

2. The Investment Manager to ICGF is Ocean Dial Asset Management Ltd, and is referred to variously as ‘ODAM’, ‘Ocean Dial’ ‘the Manager’ or ‘the Investment Manager’ throughout this Website

3. Ocean Dial Asset Management India Private Limited provides ‘non- binding’ investment advice to ODAM and is referred to throughout this Website as ‘the Investment Adviser’ or ‘the Investment Advisory Team’.

4. ICGF, ODAM and the Investment Adviser are collectively referred to as ‘we’, ‘us’ and ‘our’ throughout this Website.

ICGF is an investment company incorporated in Guernsey, and its shares are listed on the Main Market of the London Stock Exchange. The Company’s registered office is 1st Floor, Tudor House, Le Bordage, St Peter Port, Guernsey GY1 1DB. The Company currently conducts its affairs so that its shares can be recommended by independent financial advisers (‘IFAs’) in the UK to ordinary retail investors in accordance with the Financial Conduct Authority (‘FCA’) rules in relation to non-mainstream investment products and intends to continue to do so. The Company’s shares are excluded from the FCA’s restrictions which apply to non-mainstream investment products (set out in the FCA’s Conduct of Business Sourcebook at Part 4.12) because: (i) they are shares in a company which is resident outside the EEA; and (ii) would qualify for approval as an investment trust by the Commissioners for HMRC under sections 1158 and 1159 of the Corporation Tax Act 2010 if the Company were resident in the United Kingdom. The Company has appointed ODAM of 14 Buckingham Street, London WC2N 6DF as its Investment Manager, and Alternative Investment Fund Manager (AIFM). ODAM is authorised and regulated in the UK by the Financial Conduct Authority FRN: 447424.

The registered office of Ocean Dial Asset Management India Private Limited is the IL&FS Financial Centre, 6th Floor, C & D Quadrant, Bandra-Kurla Complex, Bandra (E), Mumbai-400 051, India.

The value of investments can fall as well as rise and investors may not get back the full amount invested. Past performance is not a guarantee of future performance.